• Overlay Trading Specialist

    Job Locations US-TX-Dallas
    Req #
    Wealth Management
    Location Name
    (HTS) Dallas, TX - Renaissance Tower
    Company Name
  • Job Summary

    The Advisory Services Group provides platforms and services to registered advisors in PCG, HTIN and correspondent firms who manage private portfolios for both high net worth and institutional clients.   

    Essential Functions

    Place all trades for Programs where the Advisory Services Group does the trading
    • Process daily trade, allocation requests and step-out notices for SMA Accounts
    • Process periodic/as needed rebalance of ETF and Mutual Fund Advisory programs
    • Process trade error reconciliation as they occur
    • Research and provide information as requested
    • Act as liaison between Advisers and numerous departments within the company to handle requests and to resolve problems
    • Provide support via phone and email
    • Instrumental in developing trading procedures for current and potential new Programs
    • May assist with Billing department on as needed basis
    • Prepare eligible funds list for ETF/Mutual Fund program
    • Additional duties as assigned by management

    Job Requirements

    • Bachelor’s degree, preferably business-related, or equivalent work experience
    • Series 7 and 63/65 or 66 license required, series 55 preferred
    • At least 2 years of experience with a dually registered broker/dealer firm with practical experience in trading with Investment Advisory Services
    • Experience with EnvestNet, desired
    • Possess a sold knowledge of the securities industry, with an emphasis on trading
    • Must be detail-orientated, analytical and be able to multi-task in a fast paced environment while maintaining accurate, complete and high quality work in a timely manner
    • Self-motivated team player and individual contributor
    • Excellent relationship building and communication skills, both oral and written
    • Proficient with Microsoft Word, Outlook and Excel

    About the Company

    At HilltopSecurities, we believe in building noble and collaborative relationships that enrich the financial future of individuals, businesses and communities. With an extensive portfolio of products, we deliver a broad range of investment banking and related financial services that help our clients achieve their definition of success.  


    As a subsidiary of HilltopHoldings, which also encompasses PlainsCapital Bank, PrimeLending and National Lloyds corporation, we have the financial strength and stability that has withstood the test of time. Our nationwide presence in 400 locations across 44 states provides our associates with extensive opportunities to grow their careers in a diverse organization that truly values relationship capital above all else.


    Sorry the Share function is not working properly at this moment. Please refresh the page and try again later.
    Share on your newsfeed

    Connect With Us!

    Not ready to apply? Connect with us for general consideration.